Rule 8.3 - Carillion

FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION +-------------------------------------------------------------------+ | Name of person dealing (Note 1) | HSBC Trust Company UK | | | LTD | |-------------------------------------------+-----------------------| | Company dealt in | Carillion PLC | |-------------------------------------------+-----------------------| | Class of relevant security to which the | Ordinary 50p Shares | | dealings being disclosed relate (Note 2) | | |-------------------------------------------+-----------------------| | Date of dealing | 24/01/08 | +-------------------------------------------------------------------+ 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) +--------------------------------------------------------------------------------------------------------------+ | | Long | Short | | | | | |---------------+-------------------------------------------+--------------------------------------------------| | |Number |Number (%)| | |(%) | | |---------------+-------------------------------------------+--------------------------------------------------| |(1) Relevant |6,492,913 | | |securities |2.31 | | | | | | |---------------+-------------------------------------------+--------------------------------------------------| |(2) Derivatives| | | |(other than | | | |options) | | | | | | | |---------------+-------------------------------------------+--------------------------------------------------| |(3) Options and| | | |agreements to | | | |purchase/sell | | | | | | | |---------------+-------------------------------------------+--------------------------------------------------| |Total |6,492,913 | | | |2.31 | | +--------------------------------------------------------------------------------------------------------------+ (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) +-------------------------------------------------------------------------------------------------------------+ |Class of | Long | Short | |relevant | | | |security: | | | | | | | |---------------+------------------------------------------+--------------------------------------------------| | |Number |Number (%)| | |(%) | | |---------------+------------------------------------------+--------------------------------------------------| |(1) Relevant | | | |securities | | | | | | | |---------------+------------------------------------------+--------------------------------------------------| |(2) Derivatives| | | |(other than | | | |options) | | | | | | | |---------------+------------------------------------------+--------------------------------------------------| |(3) Options and| | | |agreements to | | | |purchase/sell | | | | | | | |---------------+------------------------------------------+--------------------------------------------------| |Total | | | | | | | +-------------------------------------------------------------------------------------------------------------+ (c) Rights to subscribe (Note 3) +---------------------------------------+ | Class of relevant security: | Details | | | | |-----------------------------+---------| | | | +---------------------------------------+ 3. DEALINGS (Note 4) (a) Purchases and sales +----------------------------------------------------------------+ | Purchase/sale | Number of securities | Price per unit (Note 5) | | | | | +----------------------------------------------------------------+ +-----------------------------------------+ | Sale | 327 | 318.8000 | | Sale | 458 | 314.8300 | | Sale | 513 | 313.5500 | | Sale | 123 | 313.8300 | | Sale | 35 | 313.8300 | | Purchase | 535 | 318.4800 | | Purchase | 374 | 319.9300 | | Purchase | 530 | 316.3700 | | Purchase | 69 | 312.4000 | | Purchase | 41 | 315.1700 | | Purchase | 557 | 313.9500 | | Purchase | 26 | 314.4300 | | | | | | | | | | Total Sales - 1456 | | | | Total Purchases - 2132 | | | +-----------------------------------------+ (b) Derivatives transactions (other than options) +-------------------------------------------------------------------+ | Product | Long/short (Note | Number of securities | Price per | | name, | 6) | (Note 7) | unit (Note | | e.g. CFD | | | 5) | |----------+------------------+------------------------+------------| | | | | | | | | | | +-------------------------------------------------------------------+ (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying +------------------------------------------------------------------------------------+ |Product |Writing, |Number of |Exercise|Type, e.g.|Expiry|Option money | |name, |selling, |securities to which|Price |American, |Date |Paid/received | |e.g. call|purchasing, |the option relates | |European | |per unit (Note| |option |varying etc.|(Note 7) | |etc. | |5) | | | | | | | | | |---------+------------+-------------------+--------+----------+------+--------------| | | | | | | | | +------------------------------------------------------------------------------------+ (ii) Exercising +-------------------------------------------------------------------+ | Product name, e.g. | Number of securities | Exercise price per | | call option | | unit (Note 5) | | | | | |--------------------+----------------------+-----------------------| | | | | | | | | +-------------------------------------------------------------------+ (d) Other dealings (including new securities) (Note 4) +-------------------------------------------------------------------+ | Nature of transaction | Details | Price per unit (if applicable) | | (Note 8) | | (Note 5) | | | | | |-----------------------+---------+---------------------------------| | | | | | | | | +-------------------------------------------------------------------+ 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives +-------------------------------------------------------------------+ | Full details of any agreement, arrangement or understanding | | between the person disclosing and any other person relating to | | the voting rights of any relevant securities under any option | | referred to on this form or relating to the voting rights or | | future acquisition or disposal of any relevant securities to | | which any derivative referred to on this form is referenced. If | | none, this should be stated. | |-------------------------------------------------------------------| | | | | | | +-------------------------------------------------------------------+ Is a Supplemental Form 8 attached? (Note 9) NO +-------------------------------------------------------------------+ | Date of disclosure | 25/01/08 | |------------------------------------------------+------------------| | Contact name | Claire Underhill | |------------------------------------------------+------------------| | Telephone number | 02380 722766 | |------------------------------------------------+------------------| | If a connected EFM, name of offeree/offeror | N/A | | with which connected | | |------------------------------------------------+------------------| | If a connected EFM, state nature of connection | N/A | | (Note 10) | | +-------------------------------------------------------------------+ Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk ---END OF MESSAGE---